Sunday, 12 August 2012

The Ascent from the Cave - Brian Safran


          In the 1968 film Charly, directed by Ralph Nelson, the journey of Charly Gordon, a middle-aged mentally challenged man can be conceptualized as an intellectual awakening, and juxtaposed to Plato’s description of the Allegory of the Cave in The Republic. In The Republic, Plato discredited leading a life of ignorance, and described the advantageous effects of education on the human soul. He asserted that only such individuals that attain knowledge of an invisible, intelligible world are capable of living life to its fullest. Similarly, in “Charly,” Charly acquired the ability to absorb knowledge, allowing him to experience his surroundings through a new lens; a lens that gave him a much fuller picture of the world and all it had to offer. Although once content with his former lifestyle, Charly later became distressed by the prospect that his knowledge would fade, and that he would eventually return to the confines of his prior inferior existence. According to Plato’s teachings, once Charly had ascended to a higher state of knowledge he could never completely return to his prior state of being. Charly’s experience serves to demonstrate Plato’s assertions in his parable of the Allegory of the Cave.
            In The Republic, Plato describes a “strange sort of prisoners” that are chained and bound within the dark interior of a cave (Plato 229). They face a wall, unable to twist their heads. Behind them is a series of statues that are manipulated on a moving track, behind which is a fire that serves to reflect shadows of the statues upon the wall of which the prisoners face. (Plato 227-28) The prisoners’ entire perception of reality is that of the scenes they see play out on the wall in front of them and in their conversations with one another, and they lack a true and abstract understanding of what they are looking at. (Plato 229) Plato would view Charly’s original substandard condition both figuratively and literally as demonstrative of the “strange sort of prisoners” that are locked down within the cave (Plato 228).  Charly was caged in a world of both mental and emotional isolation and his domicile could be likened to the cave, with minimal outside influence. Director Ralph Nelson hones in on this point in the literal sense by portraying Charly’s room, when he was mentally challenged, as bare; having a simple chalkboard in the center of his room, absent of any posters or objects that would demonstrate a meaningful association with others. Later in the film, Charly began to accumulate knowledge, and at that point his room was shown decorated and filled with numerous items that would evidence his having broken out of the “cage.”
Not only was Charly isolated within his home from meaningful human interaction, but his mind was also trapped within his own body. What the Directors’ imagery served to exemplify was that Charly, when trapped within a “cage,” had a very superficial understanding of reality; and he found himself unable to interpret his surroundings in a meaningful way, thus rendering him an empty, barren person. Charly’s shallow understanding of the world was best demonstrated in the film when, under scientific observation, Charly failed to conceptualize a fictitious relationship between two sets of photographs. He was also publicly chastised, when he misinterpreted his co-workers actions for friendship when they were in reality ridicule. Here Charly was shown to be unable to think in an active manner. Plato would consider Charly, when he was challenged, to have been trapped within the “imagination” stage of knowledge as his perception of reality was colored by mere reflection and shadow; experiencing the world the way he saw it experienced by others rather than for what it actually was (Plato 224).
            At the urgency of scientists Charly went on to receive an experimental cranial operation, which involved the implantation of tissues into his brain in an attempt to increase his ability to store knowledge. The operation served to change his physiological makeup and alter his mental capability. By acting as a catalyst the operation allowed Charly to subsequently incrementally educate himself. His knowledge afforded him an awareness that extended throughout the facets of his life.  Soon after Charly’s operation he became cognizant that his relations with his co-workers were not set on a mutually amicable footing, but rather, that he was being laughed at on the basis of his retardation. Plato would conceptualize Charly’s operation as having allowed him to break from his chains within the cave, allowing him to see that what he previously considered reality was mere “meaningless illusion,” and part of the process of the “healing of [Charly’s] unwisdom” (Plato 229).  He could thus understand the world around him on its face value rather than relying on mere reciprocity. Here, Charly was able to see the “actual things of which the first are likenesses, the living creatures about us and all the works of nature or of human hands,” and had attained the “belief” stage of knowledge (Plato 224). Still, Charly’s transformation was not yet complete; he remained trapped within the confines of the cave, unable to realize that a greater form of knowledge existed beyond his understanding of events and objects for what they were; knowledge that existed beyond the cave.
            According to Plato, those that were once prisoners within the cave can be forced up the “steep and rugged ascent” out of the cave and into the intelligible world by the process of education; acknowledging that the individual might “suffer pain and vexation” along the way (Plato 229). Charly was a unique candidate for the experimental operation because he possessed a relentless motivation to learn, but nonetheless, he would need “to grow accustomed before he could see things in that upper world” (Plato 229). After initially being disappointed he began to gain a basic understanding of the events and objects around him, developing the requisite self-confidence to challenge his mind with increasingly difficult material. The scientists observed that Charly was able to attain all of the knowledge required of an elementary school student within the first five weeks after the operation, and accomplish high school material within the subsequent three weeks. Along with increasing the difficulty level of the material, Charly began to attain the ability to think in a more abstract manner. Here, Plato would see Charly as having entered the stage of “thought,” perceiving the world on the basis of passive exposure to the “Forms,” or perfect ideas that are unchanging, universal and absolute (Plato 224). Charly is able to conceptualize Beauty and Love as “Forms,” but still relies on sensible particulars to aid in his reasoning. This was best exemplified by Charly’s paintings that demonstrated his conceptions of Love and Beauty, and by his use of mathematical and scientific formulas as aids for which Charly used to understand the ultimate reality: the Forms.
            As Charly continued his unwavering pursuit of knowledge, he continued to think in a more abstract manner until he finally was able to understand the Forms, no longer needing to rely on sensible particulars as crutches for which to attain such knowledge. In Plato’s parable, once outside of the cave and looking directly into the sun, an individual gains the ability to understand the “Form of the Good;” the ultimate object of knowledge, and the one Form that leads to an understanding of all of the other Forms (Plato 219, 230). This is exemplified in the film when Charly progressed from displaying an emotionally immature conception of “love,” to the point in which he was able to internalize his feelings and demonstrate true emotion to Ms. Kinnian. Such a progression did indeed occur for Charly; but as Plato would have predicted, he suffered “pain and vexation” along the way (Plato 229). Plato would have believed that this awakening needed to be a gradual transition otherwise the individual would be subjected to “confusion,” as when “emerging from the depths of ignorance, [one] is dazzled by excess of light” (Plato 232). Charly’s metamorphosis was progressing too quickly for him. He responded to the stress by retreating from it; escaping to an alternative world both physically by motorcycle and mentally by assuming a drug induced high. Having been “confused by a change… from darkness to light,” Charly needed time to catch up to the accelerated pace of his education. Eventually this came to pass and Charly grew accustomed to the light; and no longer was the relationship that he shared with Ms. Kinnian only experienced in the visible world. Charly’s new conception of Love became an abstract entity; a Form that remained constant no matter what its particular usage in the visible world entailed. Plato would consider this to be one part of achieving the ultimate stage of knowledge, or the stage of “understanding,” where an individual can reason between the Forms without the use of particulars (Plato 226). Plato believes that “if [an individual] called to mind his fellow prisoners and what passed for wisdom in his former dwelling-place, he would surely think himself happy in the change and be sorry for them” (Plato 230). Charly clearly realized at this point that life is much better and more complete when one is cognizant of the Forms.
            Unfortunately, Charly later became aware that his condition was not designed to be permanent, and that he would one day return to his former mental state of retardation. Charly became sorry not only for his own destiny but also for those like his prior self who could potentially have benefited from similar scientific advancement, as he had come to enjoy his life supplemented by knowledge and could not imagine returning to his inferior existence. This parallels Plato’s assertion that once individuals gain an understanding of the Forms, they would “endure anything rather than go back to [their] old beliefs and live in the old way” (Plato 230).  Neither Charly nor the philosopher-king of which Plato was referring to in his parable would personally enjoy returning to the confines of the cave; but in both instances, “compulsion [is to be brought] to bear” (Plato 233). Plato would assert that Charly would never entirely return to his previous state of being, but rather, his eyes would simply “grow accustomed to the darkness” (Plato 234). According to Plato, “the soul of every man does possess the power of learning the truth and the organ to see it with,” but only education can ensure that “instead of looking in the wrong direction, [ones point of view] is turned the way it ought to be” (Plato 232). Wisdom is not perceived to be determinate on the amount of ones intelligence, but rather it is dependent on ones ability to utilize knowledge in a certain abstract manner.  The operation that Charly endured simply helped to point his thinking in the right direction, and once he was pointed in such a direction, no physiological change could ever have stripped Charly of all that he had achieved. Although Charly might have lost the intelligence that he had attained, according to Plato, he was affected by it nonetheless, and his newfound wisdom would “never [lose] its power” (Plato 233). In the last scene, Charly is shown swinging “happily.” If one ascribes Plato’s theories to Charly, his externally portrayal of happiness is without substance, as internally he will never be the same.
            Multiple parallels can be drawn between Plato’s conception of knowledge in the Allegory of the Cave of The Republic and the experiences of Charly Gordon in the film Charly, directed by Ralph Nelson. Both Charly and the philosopher-king were shown to have experienced an intellectual awakening, allowing them to escape from the confines of an inferior existence within a metaphorical cave. By ascending to higher grades of knowledge, they became cognizant of increasingly better lives, and became unwilling to return to their prior state of existence. After reaching the ultimate stage of knowledge, both however, were forced to return to the cave. Plato asserts that neither the philosopher-kings nor the newly educated Charly would ever go on to experience life in the same light again. In seeming contradiction, Charlie appears to revert back to his original state of ignorance happily at the end of the film. Although education is shown to be the sole path of ensuring the “conversion of the soul,” allowing individuals to attain a truer understanding of the world around them, it is conceivable that Plato would have found the uneducatable to be exempt from the burden of the soul and thus free to live lives of blissful ignorance (Plato 232). Nevertheless, as exemplified by Plato’s assertions and Charly’s awakening, when education and motivation combine, the resultant quality of life is one that is truly unsurpassed.


Works Cited

Charly. Dir. Ralph Nelson. DVD. American Broadcasting Companies, Inc., 1968.

Cornford, Francis M. The Republic of Plato. 1st ed. Vol. 1. London: Oxford University Press, 1941. 217-235.

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