Sunday, 12 August 2012

The Contribution of the Samurai to the Establishment of Modern Japan - Brian Safran

The Meiji Restoration that followed the collapse of the feudal order was an era in Japanese history in which Japan sought to abandon its traditional isolationist stance and modernize its economic and political systems, military capability and social order. The efforts undertaken by the Japanese government represent an attempt to shield the country from forces of Western imperialism by strengthening its position relative to Western powers.  The recognition of the distinctive ‘spirit’ of the samurai class fostered their successful reallocation into productive positions in government, agriculture, industry, and commerce and thus served as a major catalyst in allowing Japan to achieve the extensive socio-political modernization and sustained economic vitality that it desired during the Meiji Restoration.
The Japanese samurai emerged as a distinctive social class during the feudal era. The samurai were endowed with the ability to commit acts of violence against commoners who failed to adhere to societal norms, and maintained a monopoly on the bearing of arms; effectively serving to strengthen their power relative to others. (Norbeck, 1967, 8-9; Hayes, 2005, 13) Characterized by their unwavering might and prominent role in protecting the court aristocracy as “military specialists,” they developed their own unique identity and social construct (Ikegami, 1995, 47). In direct competition with the feudal aristocracy, they achieved and maintained their position in society by utilizing their power to subordinate and dominate those of lesser standing. (Ikegami, 1995, 49) The samurai differed from prior military men in ancient Japan by their professionalism both in terms of skill and in the realization of themselves as honorable professional warriors. (Hayes, 2005, 13) During the early stages of feudalism, this identity allowed many of them to enjoy comparable wealth to that of aristocratic society without requiring the attainment of the requisite status afforded them. (Ikegami, 1995, 47-48) Thus, the samurai had succeeded in utilizing their military prowess to escalate their position in society in early feudalistic Japan.
While it is without doubt that the early samurai possessed tremendous military capability, it was the manner in which they portrayed themselves that earned them their special place in history. At the height of their feudal prosperity, the samurai embodied an unwavering sense of self-discipline, loyalty and honor among its members that became recognized as the “spirit of the samurai” (Yamamura, 1968, 153). This ‘spirit’ permeated all actions of the samurai and became the code of ethics under which they not only fought, but lived. A samurai would rather sacrifice his own life than risk a violation of the bushido, or samurai moral code. (Ikegami, 1995, 278) The samurai sense of morality was highly regarded by the lords who capitalized on these qualities during the extensive period of relative peace during the Tokugawa period. A subsequent mutually amicable relationship arose that allowed for the incorporation of the samurai into bureaucratic, landlord-like positions highlighting their abilities. They were placed into administrative and public service posts and were rewarded with economic security as payment for their services (Black, 1975, 47).  For the first time in their history, the samurai were able to achieve recognition and economic self-sufficiency, as a result of their skills and ethical conduct off of the battlefield.
The highly regarded status enjoyed by the samurai was however temporary; challenged by the political and economic transformation experienced by Japan during the mid nineteenth century. Japan came to the realization that Western ideals and tactics threatened the continuance of Japanese independence and way of life, thus prompting the commencement of the Meiji Restoration and a newfound “commitment to social change and political modernization” (Hayes, 2005, 18). The gradual disintegration of the feudal system and the revitalization of imperial power with its concurrent industrialization and economic modernization served to adversely impact the samurai. (Gordon, 2000, 2) A shift from a predominately agricultural society to a commerce-based society destabilized the land-dependent samurai. This, coupled with a plethora of social reforms, resulted in their demotion and the accompanying revocation of their privileged ruling status while the nation was simultaneously undergoing the most miraculous transformation of its history. (Yanaga, 1955, 120; Ikegami, 1995, 360) The “Charter Oath” was declared by Emperor Mutsuhito of the Meiji regime, and it propagated a blending of social classes, encouraged Western learning in an effort to strengthen Japan’s militaristic capabilities, and thus prompted a reorganization of the military (Hayes, 2005, 18). The 1873 introduction of universal male conscription and the corollary increase in military spending reduced the aggregate competency of samurai warriors, who had lived through an extensive period of relative peace during the Tokugawa era and had been trained using outdated forms of armor and military tactics. (Black, 1975, 45-46; Berry, 2006, 227) As a result, the fate of the samurai had been in jeopardy. Thousands found themselves unemployed and facing poverty, having lost their rights to own land and property. (Black, 1975, 55) In short, the Meiji Restoration transformed Japanese society and established a new order in which the military skills of the samurai were no longer needed, and it served to relegate them to a civilian life with no prestige, power or economic security. (Yanaga, 1955, 124)
The samurai however were not ordinary citizens. Many were learned individuals and many had significant leadership abilities. (Hayes, 2005, 19) Their military training, ability to cope with hardships and selfless dedication coupled with their strict code of ethics served to distinguish them from the civilian population. (Yamamura, 1968, 145) Their sense of bushido portrayed their “honor as a cultural representation of their power and independence” (Ikegami, 1995, 34).  Internalization of these sentiments among the samurai evolved into a sense of autonomy and individuality whereby the individual was the “ultimate owner of his mind and soul” (Ikegami, 1995, 34). Their feudalistic origins, where they relied upon their lords for small stipends, endowed them with the merits of frugality and loyalty. (Norbeck, 1967, 20) During the Tokugawa period their position as landlords allowed for their accumulation of financial and administrative experience as well as entrepreneurial capability. (Gordon, 2000, 1) The samurai were far more than simple warriors whose time had past. Their attributes were of great value and their collective spirit eternal. Despite their setbacks, the ‘spirit of the samurai’ would propel them forward into an era of modernization and change.
The Meiji government of 1868 found itself facing the serious dilemma of having to reallocate the 1.8 million displaced samurai. (Harootunian, 1960, 433) The revitalization of Japan required a restructuring of the existing social system, and the changes led to the demotion and virtual annihilation of the samurai as a hereditary military class. (Harootunian, 1960, 433) But having a highly educated, dissatisfied group of people living in the throws of poverty was not conducive to Western ideals, and their frequent uprisings threatened the goals of the Restoration. (Black, 1975, 227) In addition, the government recognized the value of the political, administrative and literary accomplishments of the class to the furtherance of their own economic advancement, and as such absorbed the samurai into their new culture through the “samurai rehabilitation program” (Harootunian, 1960, 435). This program was primarily designed to assist the Meiji government in expanding its agricultural, commercial and industrial programs while secondarily providing a solution to the samurai problem (Hayes, 2005, 19). While there was some doubt as to whether or not the samurai would be able to assume their new role, most were able to adapt the characteristics that had allowed them to prosper during feudal times to their changing situation. The government assisted by enacting laws that provided the samurai with increased job opportunities in industries that fostered economic expansion. Many samurai found themselves financiers, managers and workers. (Harootunian, 1960, 434) A large number of ex-samurai were also assigned to wasteland reclamation projects where the government hoped to stimulate investment and enterprise among them while simultaneously providing them with income and housing. (Haratoonunian, 1960, 436) In an effort to expand their national banking facilities, the government established a mutually beneficial system whereby samurai pensions would be used as securities to allow for the development of bank branches. (Harootunian, 1960, 440)  Keeping with their pursuit of Western industrialization, the Meiji government enacted a capital loan program that granted funding to samurai who chose to invest in industry or commerce that resembled Western practices. (Harootunian, 1960, 442) Between 1876 and 1889, the number of samurai who owned businesses expanded rapidly. (Harootunian, 1960, 444)  Many samurai embraced their altered role in society because it afforded them a new “elite” status and its appeal to nationalism awakened the “sleeping spirit of the samurai” (Ikegami, 1995, 361). The motivations behind the samurai rehabilitation program maybe subject to challenge, but what is clear is that the program did allow an opportunity for many samurai to capitalize on their skills and “together with a growing merchant class, many of whom were themselves samurai, [were able to provide] the human resources that propelled the country politically and economically forward” (Hayes, 2005, 19).
The Meiji leaders engaged the samurai in industries in which they were most likely to reach their full potential. The samurai contributions that followed impacted all major aspects of the Meiji economy and accelerated its growth and development. (Harootunian, 1960, 444) While it can be argued that the samurai had no choice but to accept their fate and resign themselves to their new positions, it is the expertise that they brought and the spirit which they personified that heralded their position as major contributors. The knowledge of agriculture embedded in the samurai from their feudalistic upbringing, combined with their managerial skills allowed them to assist the government in cultivating thousands of acres of previously designated wasteland for commercial, investment and residential purposes. Upon the request of Kuroda Kiyotaka, the Minister of Colonization, the government established a program to develop these lands, and it was uniquely suited to the dual skills of the samurai employing both their peacetime agricultural and industrial skills and their wartime military capabilities. (Harootman, 1960, 439) These endeavors led to the recruitment of 7,500 samurai and the subsequent development of the formerly barren northern area of Hokkaido. (Harootunian, 1960, 444) The samurai were also credited with possessing “strong entrepreneurial spirit,” having channeled their medieval qualities of frugality and self-determination into an intense interest in money and profit; placing them in a position perfectly suited for “advancement of the new nation” (Yamamura, 1968, 145). It is often contended that the development of capitalism in Japan was a by-product of samurai business acumen and their ability to sacrifice self-interest for national interest. (Yamamura, 1968, 153) There were those who believed that the samurai were more suited than either the peasant or merchant class to assume the responsibilities of Western-type industrialization because they were not burdened by traditional business techniques and methods. (Haroootunian, 1960, 442) In fact, Godai Tomoatsu, the leading entrepreneur of the Meiji period was of samurai origin. (Brown, 2003, 1) What is undeniable is the multitude of samurai-owned businesses that arose during this period ranging from small companies to large corporations and their impact on promoting Japan’s modernization. (Harootunian, 1960, 444) Samurai influence was so significant that some interpretations of the modern banking system in Japan credit the samurai with its establishment. (Yamamura, 1967, 199) Samurai leadership abilities led to claims that they were “natural leaders” and that their “participation in government affairs brought to it a polished purity and virtue” (Harootunian, 1960, 433). Noteworthy among the many samurai to assume leadership positions in the Meiji government were Ito Hirobumi who went on to become the countries first prime minister; Okubo Toshimichi who led the revolution against the shogunate; and Saigo Takamori who later assumed command of the imperial army (Beasley, 1957, 91). The samurai of the Meiji Restoration had overcome the loss of their traditional infrastructure but had retained the attributes needed to become major contributors to Japanese expansion and revitalization.
The samurai were a valiant and noble group whose contributions to Japanese prosperity greatly exceeded their military prowess. Their skills in government, agriculture, industry and commerce have left an indelible mark on almost all aspects of the Meiji economy. Far greater than their materialistic contributions was the ‘samurai spirit’ which they embodied. Their code of honor permeated every aspect of their existence and integrated itself into the Japanese way of life. Reaching its height during the feudalistic period, the ‘samurai spirit’ became the propellant that allowed for their survival during the Meiji Restoration and for their emergence as a major contributor to the economic, political and social transformation of Japan. The samurai leave behind a legacy of tradition and legend and a ‘spirit’ that will forever be symbolic of the integrity and drive that characterized the successful Japanese transformation.

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